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Modeling open space acquisition in Boulder, Colorado
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Modeling open space acquisition in Boulder, Colorado
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MODELING OPEN SPACE ACQUISITION IN BOULDER, COLORADO
by
Kathryn Metivier
A Thesis Presented to the
FACULTY OF THE USC GRADUATE SCHOOL
UNIVERSITY OF SOUTHERN CALIFORNIA
In Partial Fulfillment of the
Requirements for the Degree
MASTER OF SCIENCE
(GEOGRAPHIC INFORMATION SCIENCE AND TECHNOLOGY)
May 2015
Copyright 2015 Kathryn Metivier
ii
DEDICATION
I dedicate this thesis to my five children for sharing my time and attention with years of academia.
My wish for each of them is to succeed in their personal endeavors and never consider themselves
too old or too young to accomplish their goals. Thank you to my family for their constant support
and encouragement, their intellectually and environmentally conscious conversations, and for
reminding me what is most important in life.
iii
ACKNOWLEDGMENTS
I would like to thank the City of Boulder, Colorado Open Space and Mountain Parks staff for
making the MOSA model possible by sharing their resource management expertise. While
employed as a GIS Technician for OSMP I built the MOSA model for the real estate
acquisition team to use as a supplemental guide in open space parcel selection. The City of
Boulder holds no liability for the content of this thesis. I would also like to thank the
University of Colorado in Boulder Geography Department at for my extensive undergraduate
preparation in technical geography. Special thanks are reserved for the GIST graduate faculty
of the Spatial Science Institute at the University of Southern California for their unequivocal
encouragement and impeccable instruction. I am blessed with the opportunity to study,
practice, apply, and problem solve geospatial science.
iv
TABLE OF CONTENTS
CHAPTER ONE: INTRODUCTION 1
1.1 Motivation of Research: Why Open Space Matters 2
1.2 Background: Qualifying Open Space 3
1.3 Study Area: Boulder, CO 5
CHAPTER TWO: RELATED WORK IN MODELING OPEN SPACE PRIORITIZATION 8
2.1 Examples of Land-use Prioritization Models 11
CHAPTER THREE: METHODS OF MODELING OPEN SPACE ACQUISITION (MOSA) 15
3.1 Source Criteria in MOSA 15
3.2 Data Collection and Sources 17
3.3 Modeling Open Space Acquisition Methodology 19
3.3.1 Parcel Selection Model 22
3.3.2 Wildlife Model 25
3.3.3 Riparian Model 28
3.3.4 Oil and Gas Model 29
3.3.5 Cultural Model 30
3.3.6 Recreation Model 30
3.3.7 Agriculture Model 31
3.3.8 Vegetation Model 32
3.3.9 Proximity Model 32
3.3.10 Classification Methods 36
3.3.11 Final Weighted Criteria Model 38
Dedication ii
Acknowledgments iii
List of Tables vi
List of Figures vii
List of Abbreviations viii
Abstract ix
v
CHAPTER FOUR: MOSA RESULTS 42
4.1 MOSA Results in Detail 42
CHAPTER FIVE: FUTURE WORK AND CLOSING DISCUSSION 48
5.1 Future Model Considerations and Limitations 48
5.2 Closing Discussion 51
REFERENCES 54
APPENDIX A: Weighted Criteria Analysis using Jenks Classification Method on Pixels 58
APPENDIX B: Original MOSA Parcels with Above Average Suitability Index 59
APPENDIX C: Adjusted MOSA Parcels with Above Average Suitability Index 60
vi
LIST OF TABLES
Table 3.1: MOSA Public Data Sources Available Online 17
Table 3.2: MOSA Data Sources and Metadata 18
Table 3.3: City Council Priority Criterion 22
Table 3.4: Wildlife Subclass Criteria Ranking in MOSA on a Scale of 1-9 25
Table 3.5: Riparian Data Structure in Mosa 28
Table 3.6: Example of Reclassification of Near Distance and Size in MOSA 35
Table 3.7: Original MOSA Suitability Indices using Jenks Classification 38
vii
LIST OF FIGURES
Figure 1.1: Sample Area Of Boulder Colorado 7
Figure 2.1: An Example of Using Gis Data Layers In Criteria Modeling 8
Figure 2.2: Effective Methodologies Of Land-Use Modeling 11
Figure 3.1: Private Parcel Selection Model 23
Figure 3.2: The Available Land within the Priority Areas Of Boulder, Co 24
Figure 3.3: Wildlife Model in Mosa 27
Figure 3.4: Riparian Model in Mosa 29
Figure 3.5: Oil and Gas Model in Mosa 29
Figure 3.6: Cultural Model in Mosa 30
Figure 3.7: Recreation Model in Mosa 31
Figure 3.8: Agriculture Model in Mosa 31
Figure 3.9: Vegetation Model in Mosa 32
Figure 3.10: Proximity Model in Mosa 33
Figure 3.11: Quantile Classification Method upon Pixels 36
Figure 3.12: Jenks Natural Breaks Classification Method upon Pixels 37
Figure 3.13: The Final Weighted Class Criterion in MOSA 39
Figure 3.14: Zonal Statistics and Distribution of Mosa Data by Sample Area 40
Figure 3.15: Example Open Space Parcel Rating Sheet 41
Figure 4.1: Mosa Targeted Parcels from the Top Four Jenks Classifications 43
Figure 4.2: Spatial Distribution Comparison of Parcel Suitability Indices 46
Figure 4.3: Parcel Criterion Comparison 47
viii
LIST OF ABBREVIATIONS
AAG Association of American Geographers
BOCO Boulder County
BVCP Boulder Valley Comprehensive Plan
CE Conservation Easement
CNHP Colorado Natural Heritage Program
COGCC Colorado Oil and Gas Conservation Commission
COB City of Boulder
COMAP Colorado Ownership Management and Protection
CPW Colorado Parks and Wildlife
FEMA Federal Emergency Management Agency
GIS Geographic Information Science
GIST Geographic Information Science and Technology
HCA Habitat Conservation Area
MOSA Modeling Open Space Acquisition
NDIS Natural Diversity Information Source
NDVI Normalize Difference Vegetation Index
NHD National Hydrographic Dataset
OSMP Open Space and Mountain Park
USDA United States Department of Agriculture
USGS United States Geological Survey
ix
ABSTRACT
Purchasing land for open space use is crucial for municipalities that are concerned with
conserving land and mitigating urban sprawl. Land-use modeling measures the ecological value
of a parcel, with budget constraints in mind, as an ecological vs. economic tradeoff. This thesis
develops a land-use modeling system termed Modeling Open Space Acquisition (MOSA) that
quantifies the ecological value of land targeted for open space acquisition. MOSA is designed as
a decision support tool for local policymakers to identify ecologically rich parcels that can be
targeted by using a multi-criteria model. Each parcel in the study area (Boulder, Colorado) is
ranked by weighted criteria generated from a variety of data sources. The weighted criteria
include wildlife habitat, agricultural lands, historical sites, recreation corridors, vegetation
biodiversity, riparian wetlands, parcel proximity, and parcel size. While other weighted land-use
models primarily use vector data (i.e., shapes with defined boundaries), the MOSA approach
developed here uses raster data. Each cell in the raster dataset represents 150 square feet in the
study area. In a parcel, the numerical average of the parcel’s cell values represents its ecological
contribution, which can be used to determine highly natural resourced land and to provide
supplemental evidence to quantifying, targeting, and prioritizing parcel acquisition for
preservation. Governing agencies can benefit from land-use modeling like MOSA where parcel
acquisition is evaluated from a scientific classification of natural resource capital over a parcel’s
economic value alone.
1
CHAPTER ONE: INTRODUCTION
Open space can be defined as land that is unobstructed by development and accessible to the
public. Ecological contributions from natural resources add to the benefits of open space parcel
purchase. Land resource quality can be quantified by overlaying ecological spatial data into a
multiple criteria Geographic Information System (GIS) environment, where each data input is
assigned a level of priority decided upon by city planners. Ideally, the parcels with greater than
average ecological value can help city planners to justify their acquisition for open space.
Protecting land for open space is increasingly critical for environmental health; it
connects communities and mitigates urban sprawl. The numerous ways of prioritizing, planning,
and protecting land’s intrinsic beauty vary between political, economic, and ecological contexts.
Whether a parcel contains rare flora or fauna, produces agriculture, or serves as a contiguous
byway for urban connectivity, the land can be valued both monetarily and ecologically. This
dichotomy raises traditional debates between open space preservation and the monetary
expenditure required to acquire it. Ecologists may argue that economists are “narrow and
anthropocentric” when viewing the importance of ecological systems because they tend to focus
on the immediate impacts rather than the long term and indirect implications to ecosystem
integrity (Bockstael et al. 1995).
Economists are often impatient with ecologists for disregarding human preferences in
land-use and urban development. Decision makers analyze the benefits of recreational
opportunity, open space contiguity, and habitat conservation, often under the political pressures
of taxpaying citizens and interest groups. Other concerns of open space acquisition include
budget constraints, justification of purchase, management, and public scrutiny. Unfortunately,
many decision makers rank economic value of land more heavily than ecological value, which
2
can lead to purchasing parcels with few contributions toward environmental wellbeing. Land-use
modeling enables public agencies to objectively rank a criterion that classifies land by its natural
capital. This thesis develops a GIS based parcel prioritization system termed Modeling Open
Space Acquisition (MOSA) to classify land by its ecological value prior to parcel purchase.
1.1 Motivation of Research: Why Open Space Matters
Open space provides ecological services for human health. The vast benefits that parks
and natural areas provide are complemented by wetlands, forests, and wildlife habitat, where
open space provide aesthetic benefits in growing metropolitan areas and may offer relief from
congestion and other negative effects of land development (McConnell and Walls 2005). When a
community embraces the value of open space and connects with its environment, it can lead to
the paradigm shift described by Aldo Leopold when he writes, “We abuse land because we see it
as a commodity belonging to us. When we see land as a community to which we belong, we may
begin to use it with love and respect” (Leopold 1949, 8). When open space is selected carefully
and managed appropriately its eco-services contribute greatly to a community’s quality of life.
The community that embraces the cost benefits of public land is likely more willing to support
land acquisition taxation. The financial contributions of future generations are deemed the
measurement of a community’s willingness to protect and preserve intrinsic natural land
(Bradley 2010).
The United States Department of Interior has long practiced funding the purchase of
public lands through tax dollars for habitat conservation. The US National Wildlife Refuge
System Improvement Act of 1997 directs the Secretary of the Interior to strategically plan and
strive for continued growth toward the benefit of ecosystem conservation (Gergely et al. 2000).
3
As a result of congressional mandates, conservation lands are devoted to preserving the natural
habitat of native vertebrates, macroscopic invertebrates, vegetative communities, agriculture
production, and other categories of ecosystems and ecological integrity. Local and federal
government rely heavily on taxpaying citizens to support and fund open space acquisition.
Recreational use at these public parks through entrance, membership, and commerce fees
subsidize the cost of public land management and may increase intrinsic public perception by
connecting with nature through personal experience. Citizens who enjoy their surroundings in
open space and park recreation are more willing to support land acquisition (Erickson 2006).
1.2 Background: Qualifying Open Space
Land can be qualified by its level of ecological value prior to considering it for open
space. Ecological systems provide crucial life supporting interdependence that is beneficial to
gross national product and to human health. Recent conservation prioritization efforts claim the
ability to synergistically conserve bio-diverse ecosystem services that preserves ecologic
functions in nature while contributing to the wellbeing of humanity (Izquierdo 2012).
Functioning ecosystems can be classified by their quality of biological habitat and their
contribution toward human welfare, both directly and indirectly. For example, this can include
preservation of wildlife corridors, protecting wetlands, watersheds, and air quality. It might also
include development of advantageous natural environments like recreational hiking and biking
trails or city parks and connective greenbelts throughout an urban area. Humans often neglect the
value of these ecological services and disagree about preserving them. Ecosystem services are
often neglected in commercial market evaluation and policy decision-making when compared
with traditional economic and manufactured capital that may compromise the sustainability of
mankind (Costanza et al. 1997). Economic, ecologic, and sociologic conditions vary over time in
4
an ecosystem where humans coexist with nature; thus people’s attitudes towards open space
preservation and their willingness to support it will also vary (Gomez-Pompa et al. 1992).
Prioritizing areas for preservation should be based on clear objectives that state the intent
of the open space plan and program. Most communities agree on the benefits of sustainable
ecological services as general goals of open space preservation. These benefits include
preserving town character and limiting urban sprawl. Protecting natural resources and wildlife
habitats to ensure public health and safety are also contributions of open space. Recreational
benefits of managed trail systems enhance the visitor’s experience through hiking and biking
while preserving greenways provide connective byways from the city to the suburbs. Agriculture
is another added benefit of maintaining open space for farmers growing locally and organically.
Qualifying open space is one challenging issue in land-use planning. Acquiring real
estate for open space is described as a combination of natural resources where the greatest value
is in the sum of their individual parts (Miles et al. 1996). Highly creative planning in parcel
selection is an effective combination of financial resources and professional skills working
synergistically to create land that is economically sound, aesthetically pleasing, and
environmentally responsive. There are many considerations of parcel selection: its size, its
proximity to other protected land, its recreational benefits, the presence of wetland or critical
habitat, and importantly, its price if the owner is willing to sell. Standard real estate appraisal is
often based on the market value of nearby properties. Land-use priority can also determine the
value of a parcel at a given price when the appraisal may not arrive at market value when one
considers the parcel’s planned use of development (Friedman 1990). The parcel in close
proximity to existing open space land that connects a recreational corridor may be worth the
extra expenditure, as opposed to a parcel with fewer assets. Some residents are hesitant to sell at
5
any given value and would require sufficient incentives to sell their land (McDonald et al. 2001).
With many issues at hand city planners weigh the cost benefits of open space valuation and often
must explain why they choose to purchase one parcel over another (Czech 2001).
1.3 Study Area: Boulder, CO
Boulder, CO offers the unique case study of wilderness that has high intrinsic value to its
citizens and is largely managed as public land. Private land is also highly valued, and city
planners regulate land use to conserve and protect habitat biodiversity. This thesis develops a
local case study of an ideal land conservation model for Boulder, Colorado, located
approximately at 40.00 latitude and -105.17 longitude.
Boulder is distinguished by the city being mostly surrounded by public open space,
conservation easements, county public land, subdivisions, or privatized agricultural lands worth
great value. However, because the city annexation limit has had a no-growth policy since 1967,
the land within the study area exhibits the influence of an urban island price bubble, which
inherently inflates the cost of open space acquisition (Power and Turvey 2010). Between the
years of 1950 and 1970 Boulder experienced massive population and commercial growth at the
rate of around 6.0% per year. The citizens quickly passed many growth control ballots in the
following years limiting the number of jobs supported within the city limits and how many new
dwellings are built. Aggressive open space land purchases and urban control policy have limited
population growth in Boulder to nearly 0.5% per year for the past decade. Because of
progressive foresight in urban planning, Boulder is one of the first cities in North America to
publicly purchase and manage a prime open space landscape.
6
A growing urban economy allows a significant tax base with which to purchase public land
to mitigate urban sprawl. However, such land is often expensive in high demand areas. Citizens
within the Boulder community generally pride themselves in supporting ecosystem conservation
while sustaining a balanced coexistence with nature. Through self-imposed sales taxation,
citizens have voted to support land acquisition, which adds annually to the approved city council
budget for land acquisition, restoration, and management. In 1967 Boulder, CO citizens made
history by voting 77% in favor of a sales tax specifically to buy and maintain natural lands. This
election marked the first time voters in any United States city passed a self-imposed sales tax in
support of open space land acquisition for preservation. Previously, in 1959 Boulder’s charter
was amended to include the “Blue Line,” which set the western edge of the city at an elevation,
where sewer and water services are unavailable, as an attempt to mitigate development while
preserving Boulder’s mountain backdrop.
The City of Boulder owns and manages more than 46,000 acres of Open Space and
Mountain Parks land in and around Boulder, Colorado. The very first piece of land, 80 acres at
the base of Flagstaff Mountain, was purchased by the city in 1898 to be used as one in a series of
Chautauqua cultural centers around the country. Since then, the Open Space program has
acquired over 400 separate properties. The study area in and around Boulder, CO includes
89,238 acres (Figure 1.1). The study area includes four subsections: Table Mountain, Mountain
Parks, Jefferson County Partnership, and the Boulder Valley Comprehensive Plan Accelerated
Area (City of Boulder Land Acquisition Report 2013).
7
Figure 1.1: Sample Area of Boulder, CO
The remainder of this thesis is organized as follows: Chapter 2 describes work related to
the problem of modeling open space prioritization; Chapter 3 introduces the land-use model
(MOSA) created in this thesis then details its methodology; Chapter 4 discusses the MOSA
model results and interrogates the sensitivity of the MOSA land-use criterion; and Chapter 5
concludes with future model considerations and closing discussion.
8
CHAPTER TWO: RELATED WORK IN MODELING OPEN SPACE
PRIORITIZATION
Municipalities like the City of Boulder can benefit from land-use modeling because parcels
considered for acquisition can be examined spatially prior to its acquisition. The research of
land-use modeling includes multi-criteria decision making land-use modeling using expert based
priority ranking with the intent of classifying a parcel’s natural values. The model outcome
identifies hot spots where land is most ecologically significant, thus providing evidence to
prioritize parcels for open space purchase.
Digital GIS data layers in land-use modeling are defined spatially and are collected by
reliable sources. Effective land-use models consider digital data representation of specific types
of real world phenomena. Ecological models are specific to a particular geographic region and
simulate the complex dynamics of a natural ecosystem (Watzhold et al. 2005). Figure 2.1 from
the City of Rocky Mount, NC shows sample data inputs in GIS map overlay that can translate
different parameters depending on the decision maker’s choices.
Figure 2.1: An Example of using GIS Data Layers in Criteria Modeling
Graphic Provided by the City of Rocky Mount, NC
9
Multiple criteria evaluation is the process of ranking a set criteria outlined by an
expert(s). Human interaction such as between city planners, city council, and taxpayers’ support
serves as the “expert” that determines the relative importance of set criteria. Several benefits to
multi-criteria decision making are: 1) it accounts for multiple and conflicting criteria, 2) it
supports the management of ecosystem services, 3) it models a criteria structure open for
discussion, and 4) it offers a process that leads to rational, justifiable, and explainable decisions
(Mendoza and Martins 2006).
Additional benefits of multi-criteria modeling is that human experts can interact with
planning objectives, both qualitative and quantitative measurements, within an environmental
context. The spatial relationships between interacting variables will therefore present
recognizable patterns or tendencies of likeliness, thus aiding the recognition of ecological
clusters (Lei et al. 2005). Expert opinion based land-use models employ various mixed data sets
to represent real-world criterion to determine these spatial patterns in relation to set criterion. The
adaptive decisions of a growing city or changing budget constraints are two criteria outside of
ecological values that experts could bring to multi-criteria model.
Some challenges with modeling environmental simulation are the purpose that model
serves, the operational dynamics within the model, and the extent of model replication,
validation, and functionality to ultimately be communicated and shared with others (Crooks,
Castle, and Batty 2008). When classifying any ecological criteria for open space acquisition a
model should be adaptive with interchangeable data layers, functional with consistent results,
replicable for others to adopt, and modifiable to support the interactions of expert opinion that
change over time. The MOSA approach built in this thesis is a flexible and functional land-use
model because the criteria ranking and inputs can be change as needed within the priority
10
ranking of the weighted sum tool. The model inputs are exploited in the sensitivity analysis to
verify and validate how strongly the data are affecting model outcomes.
Accepted methods of criteria ranking and priority modeling include veto threshold,
hierarchical structure, and weighting (Rowley et al. 2012). In veto threshold modeling, a
minimum performance benchmark is established for each criterion, such as cost or distance
parameters. If an alternative does not meet this benchmark with respect to every criterion, it is
omitted from the set of feasible options. For example, a parcel that is priced over an acquisition
budget is omitted from the dataset.
In hierarchical modeling, set criteria are arranged in order of importance where secondary
alternatives are sequentially measured against each other. This includes habitat suitability
analysis where the impacts of trail type, size, length, and use through a wildlife corridor are
evaluated per overlapping pixel representing the square area within a parcel. For example, the
MOSA model primarily uses weighted modeling where each criterion is assigned a numerical
value representing either its importance or its trade-off strength under the criterion set by the
decision-making expert, including public input, city planning recommendations, and city council
approval. Weighting occurs when each of the data layer pixels are multiplied by their derivative
of importance and then stacked upon each other and summed. The parcel boundary determines
the area per parcel and the pixels within are averaged into a “suitability index” of ecological
value. The suitability index is the hierarchical comparison of parcels within the study area.
11
2.1 Examples of Land-use Prioritization Models
This thesis considers existing land-use prioritization models that use criteria ranking and
weighted sum models when identifying lands for preservation. Effective land-use models follow
a methodology in which the complexities of ecological, economic, and sociological factors
weigh the cost benefit of parcel purchase and preservation (Figure 2.2). The economic and
sociological factors are not addressed in this research, but are notably influential upon the overall
equilibrium and sustainability of a given ecosystem (Romero 1996).
In 2001 the Department of Fisheries and Wildlife and Michigan State University
produced a socio-economic-ecological simulation model of land acquisition to expand a national
wildlife refuge (Zhang 2012). Each parcel of land in the proposed acquisition area is classified as
high priority, medium priority, or low priority based on its evaluated habitat potential for both
upland and wetland species. The general structure of the model includes specific objectives of
the user and parameterization of ecological, economical, and sociological components. Common
land use GIS models referred to as support tools incorporate the related anthropocentric and
ecological value of land, its market price, and key indicators of human quality of life when
evaluating land-use decisions for open space. Cross-disciplinary collaboration of ecological,
Figure 2.2: Effective Methodologies of Land-Use Modeling
Ecologic Economic Sociologic
Priority of Parcel Acquisition
12
economical, and societal effects on human wellbeing through ecosystem-services are beneficial
in quantifying the many values of open space preservation (Norman et al. 2010). This land use
model is structured to view the ecological impacts separately, allowing decision-makers to
evaluate the ecological tradeoff value of land.
The ecological component of the model contains physical information about a parcel’s
size, location, soil, and land-cover type. The economic element considers the amount of money
willing sellers would be compensated for their land at the appraised fair market value, and the
monetary incentives above fair market value that would encourage undecided land owners to sell
their land. The sociological factors include the attitudes of landowners who choose to sell their
land willingly, with incentives, or who are not willing to sell their land at any given amount. The
additional variable of land value incorporates the sociological factor of people's willingness to
sell their land if given a generous cash incentive. Finding which parcels of land are available for
purchase is necessary in knowing how many land parcels are absolutely for sale, how many
parcels are possibly for sale, and how many parcels are not for sale (McDonald et al. 2001).
Based on a criteria model of the Flint Creek Watershed-Based Plan (Flint Creek
Watershed-Based Plan 2007), input data layers for their model include parcels that intersect
Federal Emergency Management Agency (FEMA) 100-year floodplain or wetland, are located
within 0.5 miles of any headwater stream, located within 100 feet of a water course or lake, and
are adjacent to or includes ecologically significant areas. The Flint Creek land-use model stacks
the data inputs in GIS where the digital shape of each parcel polygon is assigned numeric value
in map overlay. As the vector data stacks upon each other, the numeric values of the parcels
grow additively in potential of land priority. The parcels are classified from very high priority to
very low priority depending on the combined numeric score of the GIS model and are grouped
13
according to its applicability toward meeting the project goals. The MOSA model is similar in its
criteria ranking structure; but rather uses 150 square meter raster grid overlay in the weighted
sum tool where multiple inputs are stacked upon one another producing a final numeric pixel
value representing the natural values of a given parcel. The benefit of raster data is calculating
zonal statistics per parcel and per sample area where the mean value is classified by resource
richness.
In 2006, the town of Stonington, Connecticut adopted a similar model while prioritizing
land for open space acquisition (Gibbons 2011). Like the City of Boulder, Stonington’s primary
goals of open space conservation include protecting wildlife habitats, enhancing biodiversity,
maintaining farm land, serving aesthetic purposes, providing recreational opportunities,
preserving community character, and increasing contiguity between existing open space parcels.
The Conservation Commission established a list of criteria using GIS data layers to evaluate
individual parcels of undeveloped land. The GIS mapping allows planners to view the parcels
spatially, relative to the town’s natural resources and man-made features, such as roads and
subdivisions. The Stonington model omits any parcel smaller than thirty-five acres because they
deem it insignificant to wildlife. The MOSA land-use model omits subdivision parcels that are
already zoned for housing development yet considers every private parcel in the sample area as a
potential open space connection.
Another land-use model is discussed in the Wake County Open Space Plan where city
planners use GIS to overlay separate layers of information to reveal patterns of interrelated
landscape features (Open Space Prioritization Process of Wake County 2006). Once spatial
relationships are determined and patterns revealed, decisions can be made and implemented to
meet the goals defined by the city planners. The parcel methodology omits private parcels under
14
50 acres in size and all parcels more than five miles from wetlands. Strategic methodology in
land-use planning is important to Wake County where prospective open space and conservation
land sellers are competing for limited acquisition funds. This model includes human resource
needs like water supply watersheds, recreation water, groundwater recharge areas, and parklands
that are weighted by priority. Natural resource needs include endangered species, significant
natural heritage areas, vegetative communities, riparian buffers, wetlands, water recharge areas,
and floodplains. The data inputs are tested for their interdependency, or their influence upon the
model outcome. Each variable is weighted according to planning objectives and parcels are
ranked through a matrix of classification. The subjective element to these land-use analyses is
the criteria or list of priorities set by the decision-making expert.
15
CHAPTER THREE: METHODS OF MODELING OPEN SPACE ACQUISITION
(MOSA)
This chapter describes the process of building and authoring the Modeling Open Space
Acquisition (MOSA) land-use model. MOSA is built on the geo-processing Weighted Sum tool
in Esri ArcGIS as a technical, methodical approach that assists in classifying the ecological value
of land parcels. By testing the spatial data within the model, highly resourced land is identified
and targeted for open space acquisition. MOSA is specifically designed to provide supplemental
evidence in determining natural resource contributions of Boulder parcels.
3.1 Source Criteria in MOSA
The City of Boulder is governed by nine publicly elected city council members. Urban
planning depends on the professionals appointed by the City council, their priorities, planning
strategies, and political pressure placed on them. Every six years the city reviews the acquisition
plan of the open space administration. Open Space & Mountain Parks (OSMP) employs
environmental scientists, ecologists, and biologists who collect data and manage projects over
46,000 acres of public land. The City of Boulder is the first city in North America to designate
their own department for open space preservation (OSMP), aside from Parks & Recreation.
OSMP bases its goals and priorities through five Board of Trustees members who discuss current
affairs with staff and make recommendations to the Boulder City Council.
The year 2013-2019 acquisition process by OSMP presents a viable opportunity to use
multi-criteria decision analysis when planning open space acquisition by systematically applying
weighted criteria in a GIS model. The weight of each criterion is mostly decided upon by the
City of Boulder open space charter mission. The data layers used in MOSA are collected from
public sources and can adequately represent the criteria of the City of Boulder. MOSA was
16
accepted by the Boulder city council as a viable tool in real estate acquisition for OSMP in 2013
(City of Boulder Land Acquisition Report 2013).
Among the criteria for modeling the suitability index (i.e., the ecological richness) of a
parcel, property proximity is the most valuable contribution in open space acquisition because
the primary goal of the charter is to build connecting corridors of contiguous open space. The
riparian areas are second most important because wetlands support a plethora of prime habitats
that contribute a wide spectrum of ecological benefits. Open space land around the foothills of
Boulder supports vast species of flora and fauna that thrive at that biodiverse ecotone. Three
mountainous river systems merge into the western tributary of the Arkansas River: Boulder,
South Boulder, and Lefthand Creeks. The land within a mile or so of these river systems is
visibly richer in ecological resources. State and federal datasets with moderate details of wildlife
corridors are analyzed in MOSA. Recreational benefits from open space include public
connections to nature and increase public willingness to support it. When considering trail use,
the city council listens intently to public opinion, so recreation is weighted as moderately
important. Farms have cultural assets that improve their property value, and agriculture is
weighted as increasingly heavy in real estate acquisition because growing locally is a primary
goal for the City of Boulder.
17
3.2 Data Collection and Sources
Because private land has little or no available data, this thesis relies on public data
sources. The spatial area of the input must intersect the sample area: a one-mile buffer around the
four acquisition targets in the study area. MOSA takes multiple data inputs compiled by the
Colorado Natural Heritage Program (CNHP), the Colorado Ownership, Management, and
Protection (COMAP), the Colorado Parks and Wildlife (CPW) using the Natural Diversity
Information Source (NDIS) methodology, The National Map by United States Geological Survey
(USGS), the Federal Emergency Management Agency (FEMA), the Colorado Oil and Gas
Conservation Commission (COGCC), Boulder County Parcel/Assessor’s Data/GIS (BOCO), and
City of Boulder Open Space & Mountain Parks (OSMP). The ecological data are in 90 m and
150 m spatial resolutions, and includes metadata about data collection methodology from 2012.
These data must be re-projected from Lat/Long WGS 84 World Geographic Coordinate System
to a Projected Coordinate System for Northern Colorado (NAD 1983 HARN State Plane
Colorado North FIPS 0501 Feet). The MSOA data sources and their online addresses are listed in
Table 3.1. The public data sources are listed in the metadata Table 3.2.
Table 3.1: Public Data Sources that are used in MOSA
Sources:
Online Address:
Agency
BOCO
https://www.bouldercounty.org/gov/data/pages/gis
dldata.aspx Boulder County GIS Data
CNHP
http://www.cnhp.colostate.edu/download/gis.asp
Colorado Natural Heritage Program
COGCC
http://cogcc.state.co.us/Home/gismain.cfm
Colorado Oil and Gas Conservation
Commission
COMAP
http://www.nrel.colostate.edu/projects/comap/
Colorado Ownership Management
and Protection
CPW
http://wildlife.state.co.us/Pages/Home.aspx
Colorado Parks and Wildlife
FEMA
http://gis.fema.gov/ Federal Emergency Management
Agency
NDIS
http://ndis.nrel.colostate.edu/ftp/ Natural Diversity Information
Source
OSMP
https://bouldercolorado.gov/open-data Open Space & Mountain Parks GIS
data
USGS
http://nhd.usgs.gov/
United States Geological Survey
18
Table 3.2: MOSA Data Sources and Metadata
Name of Data
Source
Name of Dataset Metadata
Boulder County GIS
Data
Significant Agriculture
Land
The Environmental Resources Element of the Boulder County
Comprehensive Plan provides more information in the mapping of the
Significant Agricultural Lands.
Boulder County GIS
Data
County Parcels Created from the Boulder County Parcel information layer digitized in parcel
fabric from legal descriptions using Coalition of Geospatial Organizations
(COGO) data.
Boulder County GIS
Data
Critical Wildlife
Habitat
3/9/1999 Polygon Attributes: Area - polygon area in square feet Perimeter -
polygon perimeter in feet - Wildlife Habitat
Boulder County GIS
Data
Significant Riparian
Corridors
Boulder County Comprehensive Plan; Boulder County Land-use Department,
Boulder, CO. 1986-1987.
Colorado Parks and
Wildlife NDIS
Abert’s Squirrel Species Activity Mapping (SAM), general scientific reference using 1:50,000
scale United States Geologic Survey county map sheets.
Colorado Parks and
Wildlife NDIS
Bald Eagle This is part of the Natural Diversity Information Source, drawing on map
overlays at 1:50,000 scale United States Geologic Survey county map sheets.
Colorado Parks and
Wildlife NDIS
Black Bear Fall Concentration Areas are defined as those parts of the overall range that
are occupied from August 15 until September 30 using 1:50,000 scale United
States Geologic Survey county map sheets.
Colorado Parks and
Wildlife NDIS
Elk Observed range of an elk population using 1:50,000 scale United States
Geologic Survey county map sheets.
Colorado Parks and
Wildlife NDIS
Great Blue Heron Foraging Areas for Great Blue Heron (Ardea herodias) in Colorado using
1:50,000 scale United States Geologic Survey county map sheets.
Colorado Parks and
Wildlife NDIS
Osprey
Foraging Areas are defined as open water areas, typically associated with
larger rivers, lakes and reservoirs with abundant fish populations.
Colorado Parks and
Wildlife NDIS
Peregrine
Nesting Areas for Peregrine Falcons in Colorado as defined by an area which
includes good nesting sites and contains one or more active or inactive nest
locations and include a 2 mile buffer surrounding the cliffs.
Colorado Parks and
Wildlife NDIS
Wild Turkey
Overall winter range is defined as that part of the overall range where 90% of
the individuals are located from 11/1 to 4/1.
Open Space and
Mountain Parks
Habitat Conservation
Area
Management designations areas around the City of Boulder OSMP lands
according to the 2009 Visitor Master Plan.
OSMP Property
Property polygons for City of Boulder Open Space & Mountain Parks as
COGO defined from legal property descriptions.
OSMP Potential Areas of
Contiguity
Digitized polygons around the city of Boulder as identified in the Boulder
Valley Comprehensive Plan.
OSMP City Limits
Created from the city parcel data layer by query of city limit boundary.
COMAP Public and Private
Land
Public and private agencies donate their GIS data and it is collaborated into
the COMaP dataset for distribution.
FEMA FEMA Floodplain
FEMA: Data included represents Final Flood Insurance Rate Map (FIRM)
data that has been published as effective FIRM or DFIRM information.
COGCC Oil and Gas Wells
The directional map layers are created using data supplied in the directional
surveys. .
USGS Hydrology for
Colorado
The NHD is the surface water component of The National Map. It contains
features such as lakes, ponds, streams, rivers, canals, dams and stream gages.
CNHP Potential
Conservation Areas
of Vegetation for
Boulder County
CNHP’s biologists work throughout Colorado to document critical biological
resources in Boulder County
19
3.3 Modeling Open Space Acquisition Methodology
This study provides a data driven analysis for determining resource-rich locations for
potential land acquisition. With the city of Boulder, CO in mind, this thesis authors the MOSA
land use model as a potential tool for the Open Space and Mountain Parks real estate division as
a supplemental evaluation tool in determining a suitable parcel to purchase for open space. The
original MOSA process incorporated one large model that became quite unmanageable. The
MOSA model was then broken into nine smaller sub-set models to process the data inputs
quickly and analyze the reliability of the model components. The logic behind the MOSA
structure is built upon fundamental land use prioritization methods using the goals of Boulder
and expert opinion from staff as a guideline of criteria. The top eight ecological priorities of
Boulder are represented in eight GIS models. This thesis builds, MOSA using the conflation of
eight class models plus one parcel model to generate raster data layers of various pixel numeric
values and score parcels. This list defines the terminologies used to explain MOSA:
Each class model in MOSA has a class weight defined by experts.
Each class model has multiple source inputs and converted into raster data.
Each source input has a source weight defined by experts.
Each model generates source weighted pixels of 150 square feet.
The source priority is the source weight multiplied by the source value per pixel.
The class priority is the class weight multiplied by the sum of the source priorities.
The suitability index is the sum of source priorities pixels averaged per parcel.
20
These eight class models in MOSA represent riparian corridors that support flora and
fauna, keystone wildlife species, oil and gas wells, historical sites, recreational areas of interest,
agricultural sustainability, vegetative quality, and parcel proximity in multiple criteria map
overlay. Each class model is a topic of consideration and contains multiple source models. For
example, the wildlife class model has ten inputs of species (i.e., ten source values) where each
species is ranked by their endangered criteria and their significance as a keystone species. The
vegetation model on the other hand has one input and consists of four classifications of
ecological importance. Each class model output enters the final weighted sum by their class
weight outlined by the expert opinion of the City of Boulder Land Acquisition Report (2013).
The City of Boulder Charter Purposes indicates the goals and criterion of city planners.
Separate class models maintain data manageability and controlled sensitivity screening.
Each class model follows a unique weighting strategy created by the experts to generate both the
class and source weights, which are defined by qualified staff, spatial analysis and reasoning,
popular vote, or city planning priorities and derivatives (Janssen 2001). Compiling available data
and applying weighted sum values in land-use modeling targets hot spots of natural resources,
thus assisting the decision-making process for land acquisition.
Using the class and source models, MOSA labels each pixel within the study area from
priorities 1 (low) to 9 (high). Each parcel in the study area is given a suitability index, which can
be interpreted as S for suitability index of a parcel, n as the total number of pixels in a parcel, and
X as the sum of source priorities (Riad et al. 2011). S is the suitability index, or average of the
combined source weighted priorities per parcel. The value of each raster pixel, X, is derived from
the weighted sum tool by the source model methodology in MOSA (Equation 3.1).
21
In Equation 3.1, W is wildlife, R is riparian corridor, E is oil and gas wells, C is cultural,
T is recreation and trail connections, A is agriculture, V is vegetation, and Q is property
proximity and size. The source weights, P w...P p, are based on the values of the elected leadership
of the City of Boulder (Table 3.3). The source priorities, W ...P, are generated by each of the
source models separately (described in Sections 3.3.2 to 3.3.9). Depending on the number of data
inputs, or priority criterion set by city planners, additional class or source models can be added.
For example, the current MOSA uses eight models, but if the City of Boulder wants to add a
ninth transportation factor, an additional class model named “Roads” would weigh the factors
P road and includes sources such as distance to highways, byways, or bus stops. The following
priorities are based upon the published Charter Statement of the City of Boulder Open Space and
Mountain Parks. In 2013 Boulder city council approved MOSA as a tool in parcel selection. This
documentation is available on the OSMP website (City of Boulder Land Acquisition Report).
The MOSA land-use model methodology is detailed in the following sections with
explanation of each class model. Open source data is collected from responsible sources, clipped
to the boundaries of the defined sample areas, and converted into a raster grid cell through binary
values of presence or absence. Presence is represented by the number 1 and absence is given a 0
and removed from the dataset. The pixel values of 1 for presence are reclassified according to
the data input’s source weight. All data input raster cells overlay in the final weighted sum tool
where each is assigned its hierarchical significance called its class weight from levels 2-9. The
final dataset represents the suitability index of each parcel among the sample areas classified into
nine bins of ecological importance.
Equation 3.1: MOSA Class Priority
𝑋 = ( 𝑃 𝑤 × 𝑊 + 𝑃 𝑅 × 𝑅 + 𝑃 𝐸 × 𝐸 + 𝑃 𝐶 × 𝐶 + 𝑃 𝑇 × 𝑇 + 𝑃 𝐴 × 𝐴 + 𝑃 𝑉 × 𝑉 + 𝑃 𝑞 × 𝑄 )
22
3.3.1 Parcel Selection Model
The parcel selection model finds target parcels outside of the city areas of Boulder and
within the sample areas, which are broken into four parts: Table Mountain, Accelerated
Acquisition Area, Mountain Parks, and Jefferson County Partnership. The parcel data of Boulder
and Jefferson counties are used to identify parcels that are publicly owned or annexed for
building development. The vector shapefiles of public lands are erased from the Boulder County
data layer. The private parcels remaining are clipped to the sample areas and the city limits are
removed (Figure 3.1). The existing private parcels (Figure 3.2) become tagged as potential open
space acquisition sites and are classified by priority in the final MOSA weighted sum analysis.
Table 3.3: City Council Priority Criterion by Rank Order
Data Layer Input
Pixel Value
for Presence
Reclassified Model Criteria
Min
Pixel
Value
Max
Pixel
Value
OSMP Land
Distance in
Feet
1-9 Proximity 9 9 324
Habitat Conservation Areas
Boulder City Limits
OSMP Parcel size Size in Acres
Significant Riparian Corridors
1
8
Riparian 8 32 64 Hydrology 4
Wetlands 6
Oil and Gas Wells 1 7 Oil 7 49 98
Bald Eagle Nest Sites
1
9
Wildlife 6 12 54
Preble's Jumping Mouse 9
Critical Wildlife Habitat 9
Peregrine Nesting Area 8
Osprey Nesting Area 7
Great Blue Heron Nesting Area 6
Elk Migration Corridor 5
Wild Turkey 4
Abert's Squirrel 3
Black Bear Fall Concentration 2
Recreation 1 5 Recreation 5 25 25
Significant Agricultural Land 1-4 1-4 Agriculture 4 4 16
Potential Conservation Areas 1-3 1-3 Vegetation 3 3 9
Historical Sites 1 2 Historical 2 4 12
23
Figure 3.1: Private Parcel Selection Model
24
Figure 3.2: The Available Land within the Priority Areas of Boulder, CO
25
3.3.2 Wildlife Model
Ecological criteria in MOSA are suited for hierarchical structures where prime habitats
are ranked by importance according to conservation status assigned by Colorado Parks &
Wildlife. Multiple public data sets are available from NDIS and BOCO sources. Spatial layers
are selected if they meet the criteria of intersecting any of the four sample areas. The foraging
and nesting areas, or the winter and overall ranges, are merged per species. A numeric field is
calculated as 1 for presence of a species. The vector data are converted into raster cells and then
weighted by source weights (Table 3.4). The raster data enters the weighted sum geo-processing
tool and each species is ranked by its relative importance and level of threat on a scale of 2-9.
The weighted sum tool multiplies the raster cell value by the given priority ranking. The layers
of input are then summed per pixel and averaged within the parcel boundaries.
Table 3.4: Wildlife Source Weights in MOSA on a scale of 1-9
Species
Source Weights
Bald Eagle 9
Preble’s Jumping mouse 9
Critical Habitat 9
Peregrine Falcon 8
Osprey 7
Great Blue Heron 6
Elk Migration Corridor 5
Wild Turkey 4
Abert’s Squirrel 3
Black Bear 2
26
The species’ rankings (source weights) come from the OSMP ecological staff (Heather
Swanson, PhD, OSMP Wildlife Ecologist at swansonh@bouldercolorado.gov and Eric Stone,
OSMP Resource Information Division Manager at stonee@bouldercolorado.gov). The weights
are based on their analysis of the Boulder County listing of species of state concern (Hallock
2010). Additional analysis considers the recommendations of the endangerment list provided by
Colorado Parks and Wildlife, which classifies species by State Concern, State Endangerment,
State Threatened, and Federally Endangered or Federally Threatened according to the US Fish
and Wildlife Service. These raster source data enter the final weighted sum with a class weight
of 6 (Table 3.3). Figure 3.3 shows the wildlife model species and their hierarchical rankings of
importance called their source weights. The minimum pixel value for the wildlife output is 12,
where the lowest Black Bear present is a reclassified pixel with a source weight of 2 multiplied
by its class criteria 6. The maximum pixel value is 54, where the highest priority of Bald Eagle
or Peble’s Jumping Mouse present is a reclassified pixel with a source weight of 9 multiplied by
its class criteria 6. The wildlife model could produce pixels that are higher than 54 in locations
where mulitple species overlap in common space. This model output represents the wildlife
contribution in the land use evaluation.
27
Figure 3.3: Wildlife Model in MOSA
28
3.3.3 Riparian Model
The digital layers for the riparian model in MOSA include Boulder County wetlands and
significant riparian corridors, and OSMP hydrology data. The hydrology linear features are
buffered by 150 feet, as identified by the Town Stonington, CT in their land use model to include
variations of hydrologic stream flow. Buffering serves the purpose of converting the line data
into polygon form to match the other data types. The two wetlands vector layers are merged into
one dataset. The sources used in the riparian model are riparian, hydrology, and critical habitat
data, which are converted into raster by the numeric value of 1 for presence. The riparian data is
placed into a weighted sum tool that ranks the data by factors of importance (i.e., the source
weights). The wetlands are weighted by 6, the critical habitat by 8, and the hydrology by 4. The
riparian input is given a class weight of 8 in the final analysis (Table 3.5) so the minimum pixel
value for the riparian output is 32 and the maximum pixel value is 64. Figure 3.4 is the riparian
model in detail while Table 3.5 describes the data source, the conflation procedure, and the
source weights of the pixels.
Table 3.5: Riparian Data Structure in MOSA
Data Source Data Input Process Data Type Raster Value Source
Weights
BOCO Riparian
Corridor
Polygon 1 or 0 8
USGS Hydrology Buffer 150
Ft
Line to Polygon 1 or 0 4
FEMA Floodplain Polygon 1 or 0 6
29
3.3.4 Oil and Gas Model
The data layers of the oil and gas model include the point locations of oil well sites in
Boulder County as provided by the Colorado Oil and Gas Conservation Commission. The points
are buffered by 200 feet around the geographic location to convert the point data into polygons.
A numeric field is added to the attribute table and calculated 1 for presence. Zero values are
removed from the dataset. The polygon is converted into raster pixels and then reclassified from
1 to its source weight of 7 (Table 3.3). The minimum pixel value of the oil output is 49 (source
weight 7 times class weight 7), and maximum pixel value is 98 (two oil wells located within one
pixel). Figure 3.5 displays the oil class model in detail.
Figure 3.5: Oil and Gas Model in MOSA
Figure 3.4: Riparian Model in MOSA
30
3.3.5 Cultural Model
The data layers of the cultural model include the point locations of historical sites in
Boulder County. The points are buffered by 200 feet to allow for the area around the geographic
location to convert the point data into polygons. A numeric field is added to the attribute table
and calculated 1 for presence. The vector data is then converted into raster pixel cells based on
this field of presence. The raster is reclassified from 1 as present to its source weight of 2 (Table
3.3). The minimum pixel value for the cultural output is 4 (source weight 2 times class weight 2),
and the maximum pixel value is 12 (three cultural sites located within one pixel). Figure 3.6
displays the cultural class model in detail.
3.3.6 Recreation Model
Ecologists agree that protecting isolated natural areas is only a beginning to functional
urban design. When connecting metropolitan areas there are two primary objectives, the first is
ecological and the second is human (Forman 1995). Sustainability goals of Boulder include the
connectivity of regional and local trails. In the MOSA model the data layers include three inputs:
digitized areas of trail connections identified by the City of Boulder City Council in 2012, areas
agreed upon in the Boulder Valley Comprehensive Plan, and areas of connections between trails
less than two miles apart that represent potential contiguity. The three inputs are merged and
Figure 3.6: Cultural Model in MOSA
31
converted into raster data with a binary value of 1 for presence or 0 for absence. The raster pixels
are reclassified from 1 as present to its source weight of 5 (Table 3.3). The minimum pixel value
for the recreation output is 5 and the maximum pixel value is 25, (presence source weight of 5
multiplied by its class weight of 5). Figure 3.7 displays the recreation model in detail.
3.3.7 Agriculture Model
The data input for the agriculture model is from the Boulder County website and
represents four categories of significant agricultural land in Boulder County: 4 as very significant
to 1 as low significance. A sustainable agricultural economy is an integral part of Boulder
County’s long range planning. The vector layer is converted into raster pixel data based on this
classification of 1-4. The minimum pixel value for the agriculture output is 4 and the maximum
pixel value is 16 (source weight
1-4 times class weight 4). Figure
3.8 displays the agriculture class
model in detail.
Figure 3.7: Recreation Model in MOSA
Figure 3.8: Agriculture Model in MOSA
32
3.3.8 Vegetation Model
The Colorado Natural Heritage Program sponsored by Colorado State University
provides the digital data for potential conservation areas in Colorado in three classifications: 3
being the most critical to 1 being somewhat critical. The vector polygons are converted into
raster pixel data by its source weight of 1-3 and then multiplied by its class weight of 3 (Table
3.3). The minimal pixel value
from the vegetation output is 3
and the maximum pixel value is
9. The vegetation class model is
detailed in Figure 3.9.
3.3.9 Proximity Model
The proximity model consists of near distance and size measurements of available
parcels. The near tool measures the direct distance from the parcel centroid to its nearest
neighboring polygon (parcel). The OSMP property data layer is used to calculate distance in feet
from each available parcel to the nearest OSMP land, OSMP habitat conservation area, and to
the centroid of Boulder city limits. The area of each available parcel is calculated in square feet.
These three proximity distance inputs and one parcel size input are reclassified on a scale from 1
to 9, nine as the closest or largest parcels and one as the furthest or smallest parcels. The
polygons are converted to pixels based on their 1 to 9 nearness and size classes. The four
proximity inputs enter the weighted sum with a source weight of 1 so that they retain their 1-9
classifications. Figure 3.10 details the proximity model and its three near distance and one size
reclassifications.
Figure 3.9: Vegetation Model in MOSA
33
Figure 3.10: Proximity Model in MOSA
34
Table 3.6 samples the MOSA reclassification methods where the distance and area in feet
are converted into integers and reclassified from 1-9. The pixel value of the raster data becomes
nine when closest in feet to the selected neighboring parcels and lessens to one when furthest
away. The area of each parcel is measured in acres and then reclassified into sizes from 1-9. The
largest bin of property size is reclassified as nine, moving downward to the smallest property size
as one. The three proximity inputs and the parcel size input enter the weighted sum tool where
they are layered and multiplied by a source weight of 1. This proximity layer enters the final
class model as the proximity input. The proximity input is given the criterion ranking of 9, as
noted in Table 3.6 as “Original Class Weight”. This methodology assigns heterogeneous pixel
weights to different parcel proximity criterion, recognizing the diverse aspects of spatial options
that contribute toward decision objectives (Ligmann-Zielinska 2012). The minimum pixel value
of the proximity input is 9 (least source weight 1 times the four data inputs, times its class weight
9), and the maximum pixel value is 324 (max source weight 9 times the four data inputs, times
its class priority 9). The mean pixel value per parcel is calculated using the zonal statistics
method. The average parcel pixel value, called its suitability index, is divided into nine natural
breaks among the sample area using Jenks classification method. The parcel suitability indices
range from 46-1,672 and are detailed in Table 3.7 on page 38.
35
Table 3.6: Reclassification Examples of the Proximity Model in MOSA
Parcel ID Nearest
Feet to
HCA
Land
Reclassified
Value of
HCA
Distance
Nearest
Feet to
OSMP
Land
Reclassified
Value of
OSMP
Distance
Nearest
Feet to
City
Limits
Reclassified
Value of
City
Distance
Size of
Parcel
Acres
Reclassified
Value of
Size
100 75.22 9 145.84 9 124.82 9 1056.75 9
101 350.78 8 244.87 8 251.08 8 842.24 8
102 504.92 7 488.35 7 378.99 7 777.54 7
103 777.81 6 572.13 6 628.71 6 598.31 6
104 869.24 5 652.85 5 759.12 5 487.22 5
105 1054.11 4 724.68 4 816.77 4 322.46 4
106 1204.87 3 899.45 3 1089.64 3 266.52 3
107 1857.39 2 925.69 2 1487.33 2 108.59 2
108 2157.32 1 1114.10 1 1712.45 1 54.96 1
Source
Weight
1
Original
Class
Weight
9
36
3.3.10 Classification Methods
In the following paragraphs, Jenks Natural Breaks Optimization method classifies the
MOSA pixels within the study area by breaking classes between large gaps of ecologic values. In
comparison, Quantile classification predefines the nine classes used and ranks the pixel value by
placing an equal number of observations into each class.
As seen in Figure 3.11, more pixels in the sample area are showing as ecologically rich
because the classification bins are filled with an equal number of entries. The advantage to using
Quantile class breaks is that each
pixel is represented equally in
the final map, but its
disadvantage is that it leaves
large gaps between levels of
observations. In some cases, one
classification interval is
overrepresented. For this reason,
Quantile classification is not
used in MOSA. The clustering of
ecologically rich land is better
represented by the Jenks
classification method.
Figure 3.11: Quantile Classification Method upon Pixels
37
Jenks classification method works well in MOSA because it iteratively determines the
best possible arrangement of observed values by locating natural breaks in the spatial distribution
of pixel numerals. Clustering occurs around the median pixel value, but above the mean is where
the spatial distribution begins to display these natural breaks, identifying pixels that are
exhibiting above average ecologic natural resources within the parcel that could be targeted for
open space purchase. Jenks Optimization Natural Breaks is shown with gradient symbology in
the choropleth map in Figure 3.12; dark red is high natural resource areas where pink is lower
natural resource
areas (see Appendix
A).
Figure 3.12: Jenks Natural Breaks Classification Method upon Pixels
38
3.3.11 Final Weighted Criteria Model
The final weighted analysis is performed by multiplying the sum of stacked pixel values
from each sub-set model by its class priorities defined by the expert decision makers. The
absolute pixel values are averaged within the parcel boundary and are called the parcel’s
suitability index. Each parcel within the study area is classified into one of nine bins of
suitability indices, or their ecological contribution, according to Jenks Natural Breaks
classification method. The parcels in the top four levels are selected for further analysis.
The numeric quantity of the pixel represents the quality of land ecologically, ideally
representing the parcel’s environmental service toward human health. The final output is masked
or extracted by the available land parcel layer (created from the parcel selection model, Figure
3.1) and individual parcel suitability index is calculated using Equation 3.1. Figure 3.13 displays
the class models feeding into the final weighted sum tool of MOSA and weighted according to
the criterion set by the expert, or city planners of Table 3.3. The minimum pixel value for the
final weighted sum output is 46 and the maximum pixel value is 1,672 as graphed in Figure 3.14.
The nine classification bins of suitability indices among the available parcels are listed in Table
3.7.
Table 3.7 Original MOSA Parcel Suitability Indices using Jenks Classification
Parcel Suitability Index Pixel Value
Lowest 46-331
332-530
531-689
690-818
Mean 819-946
947-1078
1079-1200
1201-1398
Highest 1399-1672
39
Figure 3.13: The Final Weighted Class Criteria Model in MOSA
40
Figure 3.14 shows the zonal statistics per sample area using the Jenks Natural Breaks
classification method. The Jefferson County Partnership area scored the overall highest
maximum range of property ecologic values. The BVCP area was the second highest scoring,
Table Mountain area was the third largest range, and the Mountain Parks area scored fourth
among the sample areas. The highest average mean of ecological resources is found in the Table
Mountain sample area. Parcels in the Jefferson County Partnership have the greatest suitability
index with the greatest range, most likely due to its wildlife corridor, multiple eagle nests,
intersecting riparian areas, and large parcels contiguous to existing open space.
Figure 3.14: Zonal Statistics and Distribution of MOSA Data by Sample Area
1672
1523
1581
1900
1700
1500
1300
1100
700
500
900
300
100
1268 1206
1626
1477
1532
246
490
684
84
62
46
46
49
41
Figure 3.15 is an example of a useful form showing how the results of MOSA can be
combined with other data to aid the parcel acquisition decision-making process. The parcels in
the top four levels from the Jenks Natural Breaks Optimization are targeted and compared to its
economic demand. The open space parcel rating sheet is a clean and convenient way of
quantifying the carrying capacity of a particular parcel while weighing the pros and cons of
acquiring it.
Figure 3.15: Example Open Space Parcel Rating Sheet
Parcel Name: _______________________________________________________________________
Parcel Number: _____________________________________________________________________
Date of Analysis: ___________________________________________________________________
Acquisition Area: ___________________________________________________________________
Suitability Index: _________________
Priority Ranking: _________________
Sub-Class Ranking by Factor:
Parcel
ID
Wildlife Riparian Oil/
Gas
Historical Recreation Agriculture Vegetation Proximity Suitability
Index
100 64 52 18 12 47 22 30 84 329
Overall Ranking:
Parcel
ID
Suitability
Index
Zonal
Statistics
Ranking
Market
Value of
Parcel
Asking Price
of Parcel
Incentives for
Parcel
Purchase
Total Price
of Parcel
Decision
100 329 High 500,000 550,000 $10,000 560,000 Yes
Notes:
Zonal Statistics Criteria:
This classification is the range of mean suitability index among the acquisition areas
Priority Accelerated Acquisition Area Table Mountain Mountain Backdrop Jefferson County Partnership
High
Medium
Low
42
CHAPTER FOUR: MOSA RESULTS
In this chapter, section 4.1 presents the experiment results using MOSA for identifying potential
private parcels for open space acquisition based on the original theoretical criterion from the City
of Boulder. Private parcels with the greatest ecologic resource are determined by the Jenks
Natural Breaks classification method of the average pixel value per parcel within the study area.
This section also presents the recommendation of an adjusted criterion ranking that improves the
efficacy of the final output.
4.1 MOSA Results in Detail
Using the original criterion provided by the City of Boulder this study identified 1,024
private parcels within the four sample areas that display potential for open space acquisition.
MOSA classifies the ecological richness of these private parcels by averaging the pixel values
within each parcel. The parcel average ranks its suitability index for open space conservation.
The averages are separated into nine classifications using Jenks Natural Breaks; one being the
lowest suitability index, and nine being the highest. The 415 parcels in the top four levels are
detected and further evaluated for potential open space acquisition. For the purpose of this thesis
the original analysis uses the criteria (i.e., both the source and class weights) set by a theoretical
City of Boulder council and results in clustered spatial distributions throughout the sample areas.
43
Figure 4.1 displays the 415 targeted parcels within the combined sample areas that score
a suitability index of 6, 7, 8, and 9 from the Jenks classification in the original land-use weighted
criterion. MOSA found these parcels ecologically desirable with above average natural capital
and could become a top priority for open space acquisition. These results suggest reasons for
spatial clustering among the
MOSA output that is not
occurring randomly, but
because the parcels possess, or
are contiguous to ecologically
rich land. These private
parcels identified as the four
top classes in Jenks deserve
recognition, investigation, and
potential open space
acquisition. These findings
serve as explanatory evidence
for city planners when
comparing ecological and
economic land values for the
intent of parcel prioritization
for open space land.
Figure 4.1: MOSA Targeted Parcel Spatial distribution of
parcel suitability indices using the original criterion
from the Top Four Jenks Classifications
44
Subjectivity is inherent in any expert-based model and should be recognized as potential
for creating model bias (Goodchild 1998). Original theoretical criteria set by the City of Boulder
Charter Purpose (Table 3.3), prioritizes parcel proximity as the top ranking of class weight 9, but
this weight is much too heavy in the final criteria. The parcel proximity pixel value inflated the
final dataset and dissipated the other model inputs. Without the proximity input, the range of
suitability indices for parcels within the study areas ranged between 4 and 184. With the
proximity input included the suitability indices raised from 4 to 1,817. The proximity input was
close to ten times the volume of the other data inputs when summed in the final criteria ranking.
This bloating of suitability indices indicate bias in the MOSA model where the proximity input
was negating the influence of the other seven datasets. The influence of a parcel’s proximity to
other ecologically rich land should be reduced so that it is closer in weight to the other data
inputs.
One way to reduce the proximity output is to diminish the source weights in the proximity
model by a tenth of their original level. In the adjusted theoretical criteria the first proximity
nearness parameters is assigned the source weights of .5 to habitat conservation areas instead of
5, .4 to existing open space land instead of 4, .2 to city center instead of 2, and the size of the
parcel is weighted by .3 instead of 3 (Table 3.6). The pixel value is much smaller in this model
scenario and reduces the overwhelming presence of the proximity model by one tenth in the final
weighted sum. After sensitivity testing was performed upon each data input by iterating its class
weights within the weighted sum tool, it is recognized that the datasets are most proportionate in
relation to each other when reducing the mass and class priority of the proximity model. The
adjusted results reflect the class weight of the proximity model as level 2, cultural as level 3,
45
vegetation as level 4, agriculture as level 5, recreation as level 6, wildlife as level 7, oil as level
8, and riparian as level 9.
The following paragraphs detail the results of the MOSA original criterion analysis against
the adjusted criterion analysis. The spatial distribution of the original MOSA class and source
weights is clustered in the above average classification as shown in Figure 4.2. The proximity
input is classifying more parcels as ecologically rich the greater the weight criterion, which
means bias in the model parameters because not every data input is contributing effectively in
the weighted results. The spatial distribution of the adjusted weighted criteria after the sensitivity
analysis had fewer parcel clusters in the higher classifications and is more bell-shaped curved
approximating normal distribution.
Suitability Index
46
The differences between the original model criteria and the adjusted criteria are displayed in
Figure 4.3. The selected parcels are chosen from the top four classes of Jenks. In the original
model there are 415 parcels that are classified as having above average ecological resource, but
the sensitivity testing suggests that this model outcome is biased toward the proximity model
parameters and fails to adequately represent the underlying data layers. After adjusting the class
and source weights of the proximity model, the number of above average parcels increases to
457, and they were different parcels than from the original outcome. This could be from the other
ecological datasets becoming meaningful in the final weighted distribution. The output from the
Figure 4.2: The Spatial Distribution Comparison of Parcel Suitability Indices
Spatial distribution of parcel suitability indices using the original criterion
Spatial distribution of parcel suitability indices using the adjusted criterion
47
adjusted model is more representative of the full spectrum of data and is best suited for this
weighted criteria analysis (see Appendices B and C).
Figure 4.3: Parcel Criterion Comparison
Adjusted weighted criterion results
Adjusted weighted criterion results
Original weighted criterion results
Adjusted weighted criterion results
48
CHAPTER FIVE: FUTURE WORK AND CLOSING DISCUSSION
Future model modifications and spatial autocorrelation are discussed in section 5.1, while section
5.2 concludes this thesis by discussing the multiple benefits of land-use modeling for open space
prioritization.
5.1 Future Model Considerations and Limitations
An additional function of the MOSA model includes dynamic interactions between
conditional responses of model elements in reaction to their environment. For example, this land
use model considers wildlife habitat and recreation corridor in the weighted sum evaluation as
presence or absence, when in actuality the wildlife highly suitable habitat may decrease with the
presence of trails or human impact. The more sophisticated land-use model would respond to the
presence of impacting anthropogenic factors like roads, noise, or traffic volume and would react
negatively according to the scale of impact. The resulting product of each pixel would vary
dynamically and stochastically as various factors interact within variations of model criteria. For
example, this would include buffering trails and roads by a certain threshold of impact and then
building an algorithm that estimates a parameter of stress-response. The area of impact is found
in the intersection of the trail or road buffer overlapping with other ecologic inputs. These
effected pixels within the impact area would lessen in value stochastically (Wu et al, 2007).
A second consideration is that the model developed for this study does not consider the
parcel owner’s willingness to sell their land. Veto threshold survey data collected over the
sample area would include the parcel owner’s willingness to sell their land at market value,
49
above market value, or not willing to sell their land at any given price and only the available
parcels would be considered in the final analysis.
Overall results indicate the proximity input class model is rather heavy for the overall
weighted sum and could be reduced by a tenth to equal the lesser inputs. An additional parameter
to alleviate the overweighed proximity input is adding a near distance table for every class
model, to measure its location to existing open space land, habitat conservation area, and city
center. The value for each feature class would then be increased depending on its proximity to
the same feature class in other pixels. The existing proximity model measures near distance from
each parcel to existing open space, habitat conservation areas, and city center, and considers
parcel size, and then classified as 1-9 in the proximity model and given the criteria weight of 9.
Every ecological input could also be measured in nearness to existing open space land, habitat
conservation area, city center, and its size, and then reclassified as 1-9 in the final weighted sum
with the criteria weight for each input found in Table 3.3. For example, the size and location of
an existing riparian area in relation to habitat conservation areas could be classified in near
distance tables like the parcel proximity. This method would increase the pixel value of each
ecological input in the final weighted output with its presence and nearness classifications in the
criteria analysis so that potential scores on all measures would be more evenly weighted.
Subjectivity testing as mentioned in this thesis suggests the proximity model is sensitive
among the other inputs because of its spatial volume (spatial autocorrelation exists in other input
and is explained next in this section). It is recognized that the proximity model displays clustered
spatial distribution and is notably very influential to the land-use model prediction. These
clusters are lacking randomness and could be explained by the nearest neighbor likeliness among
50
ecologically rich areas like riparian wetlands, wildlife corridors, and the parcel proximity in
relation to existing open space land. The ecologically rich lands are most likely near river
systems or drainages where flora is present and wildlife has viable food and water sources. The
City of Boulder city council approved MOSA with the original criterion rankings where the
proximity model is the primary influence in the parcel classifications. This research suggests
modifying future analysis by the adjusted criterion levels so the eight ecological input datasets
are most equally considered in the final weighted sum suitability index.
Spatial autocorrelation measures the degree to which spatial clustering itself explains
change in dependent variable values. It is based on the idea that near subjects within the sampled
area are more likely to have similar values than are subjects further apart (Tobler 1970). When
spatial data display autocorrelation, it is possible, at least in part, to predict the pixel value at one
location based on the pixel value sampled from a nearby location. In the MOSA model
developed for this thesis, clustering patterns within the sampled area may be evident and may
often be due to the likeliness of nearby ecologic values. Autocorrelation can be explained by
dependent and independent responses to the variable’s surroundings. For example, a plant may
thrive in an area where its dependent soil, water, and air temperature are ideal for its survival.
This location is more likely to support an abundance of plant life than other areas that are less
ecologically suited. Wind speed may interact with the soil or air temperature disrupting the
reproductive cycle of the plant. The plant abundance variable is both dependently and
independently autocorrelated to itself under a given circumstance. Both influences result in
similar values of plant abundance or plant disparity each in close proximity and in distance.
51
In this land use criteria model, the pixel values on each measure may not be fully
independent of themselves or of their locations. In fact, it may be the case that the clustered
ecologically rich parcels in the top four classifications are displaying spatially autocorrelation.
For example, the further the parcels are from protected land, the less likely they will score well
for the ecologic contribution to their suitability index. The proximity variable is already over-
weighted in the model and it may be inherent in some of the ecological variables as well. This
may also be creating biased clusters of highly suitable parcels overly dependent upon nearness
and size parameters over other influences in the model and skewing the results. At the very least,
it is not possible to say that the weightings dictated for the model are being carried out with
precision. Further autocorrelation and statistical examination of this land use model would be
beneficial in testing its reliability to determine whether the highly suitable parcels remain
clustered after the proximity parameters and the influence of proximity itself are lessened in the
final weighted sum. The latter results could further explain consistently high suitable parcel
clusters near dependent ecologically rich riparian areas, wildlife corridors, river systems, and
trail connections even after the proximity criteria are reduced.
5.2 Closing Discussion
Scientific analysis of weighted criteria for open space acquisition requires modeling that
is adaptive with interchangeable data layers, functional with consistent results, and replicable for
others to adopt. The final weighted sum in this example of land use prioritization considers nine
class model criteria that are interchangeable and flexible as city planning priorities adapt over
time. This research model is adaptive because each input is contained within its own model and
data can interchange easily. It is functional because the model output serves as supplemental
evidence in prioritizing open space acquisition for ecological preservation, inherently improving
52
the intrinsic value of the community that it serves. It is also replicable because it is simple and
straightforward by design. The weighted criteria of a functional land-use model should be
interrogated through sensitivity testing. This is done stochastically or intentionally by generating
various model outputs based on iterated changes to the set criteria within the weighted sum tool.
The sensitivity testing will validate the strength and weakness of variable relationships and
expose model bias so adjustments can be allocated to the final model criteria. Given the effectual
association between land acquisition and the planning context, analysts should use land-use
models when examining future open space acquisitions (Gerber 2012). Often land is coveted for
its economic value, but ecological values are neglected due to a lack of information or concern
by city planners. In multi-criteria decision analysis, expert planners can vary their criteria
ranking by prioritizing the changing values of a community. Even when a community agrees on
supporting open space acquisition, strategic methods should be followed when choosing parcels
to preserve. Public ecological data is often coarse, but at least offers a glimpse of reality in
private areas where data is limited.
Open space can be defined as land that is not developed yet and provides a valued habitat
for humanity to coexist with its flora and fauna. It is the working landscape of forests, farms,
scenic byways, greenbelts, natural areas, and wetlands, each synergistically contributing to the
intricate web of ecological balance with minimal human impact. Open land can be acquired and
preserved for the well-being of current and future generations. It is the right and responsibility of
a given community to protect hedonic nature from anthropogenic affliction (Speth 2008). This is
done through a proactive public process, like voting for open space acquisition by using city
sales tax allocation. The open space land that is acquired and managed by a governing agency
53
can have above average ecological value and be stringently tested under the parameters of a
land-use model that quantifies the natural resources present.
In conclusion, this thesis creates, defines, and develops the Modeling Open Space
Acquisition, expert-based, multi-criteria, decision making model, to identify and quantify a
parcel’s ecological natural assets for the purpose of prioritizing private parcels and preserving
public open space. The priorities of city planners can be ranked by criteria in a GIS environment
to scientifically evaluate the carrying capacity of a given parcel prior to purchasing it. Evaluating
the ecologic potential of a parcel before acquiring it can eliminate the costly expense of
purchasing land that is low in ecological resources and requires costly restoration or extreme
management. Land use modeling is an important tool in detecting ideal areas for future open
space acquisition by modeling the spatial relationships between ecologically rich parcels and
their proximity to contiguous open space lands. Ecologically rich parcels can be investigated
more closely and become a top priority for the City of Boulder to acquire and preserve as open
space.
54
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58
APPENDIX A: Weighted Criteria Analysis Using Jenks Classification Method on Pixels
59
APPENDIX B: Original MOSA Parcels with Above Average Suitability Index
60
APPENDIX C: Adjusted MOSA Parcels with Above Average Suitability Index
Abstract (if available)
Abstract
Purchasing land for open space use is crucial for municipalities that are concerned with conserving land and mitigating urban sprawl. Land-use modeling measures the ecological value of a parcel, with budget constraints in mind, as an ecologic vs. economic trade-off. This thesis develops a land-use modeling system termed Modeling Open Space Acquisition (MOSA) that quantifies the ecological value of land targeted for open space acquisition. MOSA is designed as a decision support tool for local policymakers to identify ecologically rich parcels that can be targeted by using a multi-criteria model. Each parcel in the study area (Boulder, Colorado) is ranked by weighted criteria generated from a variety of data sources. The weighted criteria include wildlife habitat, agricultural lands, historical sites, recreation corridors, vegetation biodiversity, riparian wetlands, parcel proximity, and parcel size. While other weighted land-use models primarily use vector data (i.e., shapes with defined boundaries), the MOSA approach developed here uses raster data. Each cell in the raster dataset represents 150 square feet in the study area. In a parcel, the numerical average of the parcel's cell values represents its ecological contribution, which can be used to determine highly natural resourced land and to provide supplemental evidence in quantifying, targeting, and prioritizing parcel acquisition for preservation. Governing agencies can benefit from land-use modeling like MOSA where parcel acquisition is evaluated from a scientific classification of natural resource capital over a parcel's economic value alone.
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Metivier, Kathryn
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Modeling open space acquisition in Boulder, Colorado
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Geographic Information Science and Technology
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02/02/2015
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